CFTC Issues Order Against Uniswap Labs for Offering Illegal …
Sep 4, 2024 · The order finds Uniswap Labs illegally offered leveraged or margined retail commodity transactions in digital assets via a decentralized digital asset trading protocol. The …
CFTC Issues Orders Against Operators of Three DeFi Protocols for ...
Sep 7, 2023 · The orders require that Opyn, ZeroEx, and Deridex pay civil monetary penalties of $250,000, $200,000, and $100,000, respectively, and cease and desist from violating the …
CFTC Staff Issues Advisory on Referrals to the Division of …
1 day ago · WASHINGTON, D.C. — The Commodity Futures Trading Commission’s Market Participants Division, the Division of Clearing and Risk, and the Division of Market Oversight …
JPMorgan (JPM) Gets CFTC Order to Pay for Surveillance Lapses
May 24, 2024 · An order has been issued against JPMorgan JPM by the Commodity Futures Trading Commission (“CFTC”) to pay a $200-million civil monetary penalty for failing to …
CFTC Issues Enforcement Advisory on Benefits of Self-Reporting ...
Mar 4, 2025 · On Feb. 25, 2025, the Division of Enforcement (Division) of the Commodity Futures Trading Commission (CFTC) issued an Enforcement Advisory (2025 Advisory) outlining the …
CFTC issues final voluntary carbon market guidance
Oct 15, 2024 · The Commodity Futures Trading Commission published its final guidance for listing carbon credits on voluntary markets in the Federal Register Tuesday, aiming to shore up the …
Sidley Austin Discusses CFTC Advisory on Self-Reporting, …
Mar 25, 2025 · On February 25, 2025, the Division of Enforcement (Enforcement Division) of the U.S. Commodity Futures Trading Commission (CFTC) released an Enforcement Advisory on …
JPMorgan poised to pay $100 million over CFTC trade reporting ...
May 22, 2024 · The U.S. Commodity Futures Trading Commission is expected as soon as Wednesday to announce a $100 million settlement with JPMorgan Chase & Co over trade …
CFTC issues new enforcement advisory | DLA Piper
Feb 27, 2025 · The Commodity Futures Trading Commission (CFTC, or Commission) has issued an enforcement advisory detailing how its Division of Enforcement (Division) will evaluate self …
CFTC Charges DeFi Developers With Facilitating Off-Exchange …
On September 7, 2023, the Commodity Futures Trading Commission (CFTC) issued three enforcement settlement orders against developers of decentralized finance (DeFi) protocols. 1 …
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