Morgan Stanley acquired E*Trade in 2020 for $13 billion in a push for retail investors led by then–Chief Executive Officer James Gorman, a strategy his successor Ted Pick, who took over Jan. 1, 2024, ...

Charles R. Schwab, founder and chairman of the eponymous wealth manager, contributed $500,000 to the committee. His wife Helen Schwab and son Charles Schwab Jr. each chipped in half a million as well, ...

Finra will also expand its activities related to cybersecurity and fraud prevention in light of "a proliferation of new threat actors, more sophisticated technology-enabled methods, and an ...

Cryptocurrency exchange Coinbase, against which the Securities and Exchange Commission recently dropped its case, is now facing a lawsuit from the Oregon Attorney General, who says such state actions ...

Echelon's count includes mergers, acquisitions and other transactions involving RIAs with more than $100 million in assets under management as well as individual financial advisors with $100 million ...

Biss entered the industry in 1998 with Edward Jones, according to his BrokerCheck profile. Biss is the second announced hire by Raymond James in Alaska this month. The firm said it had lured a $740 ...

Biss entered the industry in 1998 with Edward Jones, according to his BrokerCheck profile. Biss is the second announced hire by Raymond James in Alaska this month. The firm said it had lured a $740 ...