JD Supra2d
New Marketing Rule FAQs Facilitate Compliance on Net Performance
On March 19, 2025, the SEC Staff published two Marketing Rule FAQs that address some of the more challenging aspects of the Marketing Rule ...
Opinion
International Banker14dOpinion
Appropriate Capital Rules Are Critical for Financial Markets
After the GFC, the BCBS drafted the Basel III framework, with the aim of improving the stability of the international banking sector through higher capital requirements. The US has yet to finalize its ...
SEC Updates Marketing Rule Guidance, Eases Restrictions on Advertising Performance
Subject to certain conditions, market participants can now advertise just the gross performance numbers for individual ...