News

Block to pay $40M to New York state over Cash App anti-money laundering failures
Block (XYZ) will pay a $40M penalty for failures in its Bank Secrecy Act/Anti-Money Laundering compliance program, the New York State Superintendent of Financial Services Adrienne A. Harris said on ...
Sportschosun on MSN6h
Hidden content of K pitch clock? Flower director's fierce criticism → belated explanation...What did the referee say?
"I'm sorry I'm late. Talking to the judges about yesterday's situation..." Sajik Stadium on the 10th. KIA Tigers manager Lee ...
US stock futures slip up to 2% as China hits back with 84% tariffs on US goods
Last checked, Dow Jones Futures plunged 2.28 per cent in pre-market trade setup while S&P 500 Futures and Nasdaq 100 Futures ...
JD Supra1d
Leveling the Playing Field? Developing Discovery Strategies in CFTC Civil Enforcement Actions
The Commodity Futures Trading Commission’s Division of Enforcement wields immense power in civil enforcement actions. It often ...
Opinion
The Nation UAE on MSN3dOpinion
Crossing Lines
In response to mounting humanitarian, legal, and diplomatic pressure, the government has proposed critical amendments to tighten laws on human trafficking and migrant smuggling. These changes come ...
JD Supra8d
CFTC Director of Enforcement Provides Insight on Recent Advisory
On March 27, 2025, the Futures Industry Association hosted a webinar with Brian Young, the director of the U.S. Commodity Futures Trading ...
JD Supra9d
CFTC Unveils Replacement Penalty Mitigation Policy Focused on Self-Reporting, Cooperation, and Remediation
The Commodity Futures Trading Commission (CFTC), an independent U.S. government agency that regulates the U.S. derivatives markets, including ...
pinsentmasons15d
UAE security commodity tokens regulations a pivotal step for financial markets
Commodity tokens are defined as a type of digital asset that ... SCA will have the authority to oversee compliance with the regulations and enforce penalties for violations. This includes monitoring ...
Legal Futures16d
Law firm avoids tribunal referral over PEP due diligence failures
Applying the SRA’s fining guidance led to a basic penalty is £39,455, which was reduced by 35% – an unusually large figure compared to discounts in many other cases involving anti-money laundering ...
Financial Advisor16d
SEC, CFTC Leaders Predict Shifting Priorities, Penalty Policies
At the CFTC, the US derivatives regulator, recent enforcement policy announcements also signal a change to policing the market. Acting Chair Caroline Pham this month announced that the CFTC was open ...
Bloomberg L.P.16d
SEC, CFTC Leaders Predict Shifting Priorities, Penalty Policies
The Securities and Exchange Commission and the Commodity Futures Trading Commission are ... a shift in how firms and individuals pay fines. “Penalties — remedies in general, but penalties ...
news.bloomberglaw16d
SEC, CFTC Leaders Predict Shifting Priorities, Penalty Policies
The Securities and Exchange Commission and the Commodity Futures Trading Commission are expecting new ... priorities and a shift in how firms and individuals pay fines. “Penalties — remedies in ...