News

Dealbreaker on MSN8d
Flying In The Face Of Multiple Court Orders, CFTC Wants To ‘Ensure Compliance’ With Executive Orders Targeting Biglaw
Y esterday, the Commodity Futures Trading Commission sent around an internal email providing guidance on how agency employees ...
Nearly 24 Firms Seek Deal With CFTC to Settle Enforcement Cases
Almost two dozen firms have tried to strike deals with the US derivatives regulator to resolve low-stakes enforcement cases, according to an agency statement, after acting Chairman Caroline Pham made ...
JD Supra3d
CFTC Eliminates PTMMM Disclosure Requirements for Swap Entities
This is particularly notable because since the PTMMM disclosure requirements were initially adopted in 2012, the CFTC brought and settled 12 enforcement actions against swap dealers for failure to ...
The National Law Review10d
After 12 Enforcement Actions and 9 No-Action Letters, CFTC Staff Effectively Repeals the Pre-Trade Mid-Market Mark Disclosure Requirement
The National Law Review is not a law firm nor is www.NatLawReview.com intended to be a referral service for attorneys and/or other professionals. The NLR does not wish, nor does it intend ...
'Effective Immediately': Justice Department Disbands National Cryptocurrency Enforcement Unit
The administration announced this move, like it did at the SEC, as part of its overall push to return enforcement to ...
JD Supra11d
Leveling the Playing Field? Developing Discovery Strategies in CFTC Civil Enforcement Actions
The Commodity Futures Trading Commission’s Division of Enforcement wields immense power in civil enforcement actions. It often ...
JD Supra3d
Shifting Signals, April 2025 - Relief for Swap Dealer Pre-Trade Disclosures
On April 4, 2025, the staff of the Commodity Futures Trading Commission ("CFTC") Market ... will not recommend the Commission commence an enforcement action against a [SD] for failure to satisfy ...
JD Supra9d
After 12 Enforcement Actions and 9 No-Action Letters, CFTC Staff Effectively Repeals the Pre-Trade Mid-Market Mark Disclosure Requirement
Swap dealers that are in the middle of any investigations or enforcement actions should consider engaging with CFTC Division of Enforcement staff to discuss the letter’s impact on their cases.