JD Supra2d
New Marketing Rule FAQs Facilitate Compliance on Net Performance
On March 19, 2025, the SEC Staff published two Marketing Rule FAQs that address some of the more challenging aspects of the Marketing Rule ...
National Law Review1d
SEC’s Marketing Rule Updates May Provide Relief for Investment Managers
On March 19, 2025, the U.S. Securities and Exchange Commission issued new FAQs on “performance” under the Marketing Rule ...
SEC Updates Marketing Rule Guidance, Eases Restrictions on Advertising Performance
Subject to certain conditions, market participants can now advertise just the gross performance numbers for individual ...
Opinion
International Banker14dOpinion
Appropriate Capital Rules Are Critical for Financial Markets
After the GFC, the BCBS drafted the Basel III framework, with the aim of improving the stability of the international banking sector through higher capital requirements. The US has yet to finalize its ...