In 'Deal Mode': CFTC Chair Pushes for Quick Compliance Settlements
Acting Commodity Futures Trading Commission Chair Caroline Pham is inviting companies with open compliance investigations to ...
JD Supra8d
The CFTC’s New Advisory on Self-Reporting, Cooperation and Remediation
In an advisory announced February 25, 2025, the Division of Enforcement of the Commodity Futures Trading Commission (CFTC or ...
JD Supra11d
CFTC Advisory on Self-Reporting, Cooperation and Remediation: A Game-Changer for the Industry
This week, the CFTC released an Enforcement Advisory setting forth concrete guidelines for self-reporting, cooperation and ...
JD Supra10d
CFTC Issues Enforcement Advisory Adopting New Approach for Consideration of Self-Reporting, Cooperation, and Remediation
On February 25th, the Commodity Futures Trading Commission (CFTC or Commission) adopted a new approach for how the Division ...
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New CFTC Cooperation, Self-Reporting, and Remediation Enforcement Advisory Introduces Major Changes
The Commodity Futures Trading Commission's ("CFTC") new enforcement advisory introduces several major changes in policy and a matrix helping ...
JD Supra9d
CFTC Enforcement Division Releases Mitigation Credit Matrix for Self-Reporting, Cooperation, and Remediation
On February 25, 2025, the Commodity Futures Trading Commission (CFTC) signaled a shift in its enforcement approach by releasing new guidance on ...
JD Supra9d
Enter the Matrix: CFTC’s New Framework for Self-Reporting, Cooperation, and Remediation
Our White Collar, Government & Internal Investigations Group analyzes new enforcement guidance from the Commodity Futures Trading Commission ...
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Client Alert: CFTC Issues New Enforcement Advisory Aiming to Incentivize Self-Reporting and Cooperation
On February 25, 2025, the Division of Enforcement (the “Division”) of the Commodity Futures Trading Commission (the “CFTC” or “Commission”) issued ...
JD Supra3d
CFTC’s Division of Enforcement Issues New Advisory on Self-Reporting, Cooperation and Remediation
AT A GLANCE - New guidance on self-reporting, cooperation, and remediation was recently released by the Commodity Futures ...
JD Supra10d
New CFTC Advisory Incentivizes Self-Reporting, Cooperation, and Remediation
The Advisory sets out factors that the Enforcement Division will use to rate self-reporting and cooperation. This rating places a company ...
JD Supra8d
CFTC issues new enforcement advisory on self-reporting, cooperation, and remediation
The Commodity Futures Trading Commission (CFTC, or Commission) has issued an enforcement advisory detailing how its Division of Enforcement ...