We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation ...

The Securities and Exchange Commission and the Commodity Futures Trading Commission are ... a shift in how firms and individuals pay fines. “Penalties — remedies in general, but penalties ...

“I do think, in many cases, it will reduce penalties overall,” said Brian Young, director of the CFTC’s enforcement division. Trump tapped Brian Quintenz, a former CFTC commissioner who is ...

“I do think, in many cases, it will reduce penalties overall,” said Brian Young, director of the CFTC’s enforcement division. Trump tapped Brian Quintenz, a former CFTC commissioner who is the head of ...

The Tennessee Sports Wagering Council encouraging the CFTC to remove prediction markets from the list of options for ...

In a letter sent to the CFTC, the Tennessee Sports Wagering Council — the state’s regulator for sports betting — expressed strong opposition to sports event contracts currently being offered within ...

and a combined $1.35 billion in civil monetary penalties and disgorgement from Binance. Other crypto firms under scrutiny In addition to the high-profile cases against FTX and Binance, the CFTC ...

The Monetary Authority of Singapore said it had imposed $7.16m in civil penalties and secured 33 criminal convictions in its ...

The record amount comprised $2.6 billion in civil monetary penalties (CMP) and $14.5 billion in disgorgement and restitution, the CFTC said on Dec. 5.

The CFTC said at the time that it was seeking “disgorgement of ill-gotten gains, civil monetary penalties, injunctions relating to registration and trading, and an injunction against further ...