JD Supra1d
The CFTC Is “in the Mode to Make Deals” (and Other Updates on the Commission)
Acting CFTC Chairman Caroline Pham created a two-week window to bring “reasonable settlement offers” to the commission. Based on ...
JD Supra3d
CFTC’s Division of Enforcement Issues New Advisory on Self-Reporting, Cooperation and Remediation
AT A GLANCE - New guidance on self-reporting, cooperation, and remediation was recently released by the Commodity Futures ...
JD Supra1d
Financial Markets and Funds Quick Take | Issue 36
Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting ...
U.S. Stock Futures Inch Up After Lutnick Signals Flexibility On Tariffs
Lutnick suggested Trump may be open to striking a deal on some tariff measures and could announce changes as early as ...
JD Supra8d
CFTC issues new enforcement advisory on self-reporting, cooperation, and remediation
The Commodity Futures Trading Commission (CFTC, or Commission) has issued an enforcement advisory detailing how its Division of Enforcement ...
JD Supra11d
CFTC Issues Enforcement Advisory Adopting New Approach for Consideration of Self-Reporting, Cooperation, and Remediation
On February 25th, the Commodity Futures Trading Commission (CFTC or Commission) adopted a new approach for how the Division of Enforcement (Division) will assess self-reporting, cooperation ...
JD Supra10d
New CFTC Advisory Incentivizes Self-Reporting, Cooperation, and Remediation
The Advisory sets out factors that the Enforcement Division will use to rate self-reporting and cooperation. This rating places a company ...
The National Law Review11d
CFTC Issues Enforcement Advisory on Benefits of Self-Reporting, Cooperation, and Remediation
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation ...