JD Supra1d
The CFTC Is “in the Mode to Make Deals” (and Other Updates on the Commission)
Acting CFTC Chairman Caroline Pham created a two-week window to bring “reasonable settlement offers” to the commission. Based on ...
JD Supra8d
CFTC issues new enforcement advisory on self-reporting, cooperation, and remediation
The Commodity Futures Trading Commission (CFTC, or Commission) has issued an enforcement advisory detailing how its Division of Enforcement ...
JD Supra1d
Financial Markets and Funds Quick Take | Issue 36
Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting ...
U.S. Stock Futures Inch Up After Lutnick Signals Flexibility On Tariffs
Lutnick suggested Trump may be open to striking a deal on some tariff measures and could announce changes as early as ...
JD Supra3d
CFTC’s Division of Enforcement Issues New Advisory on Self-Reporting, Cooperation and Remediation
AT A GLANCE - New guidance on self-reporting, cooperation, and remediation was recently released by the Commodity Futures ...
JD Supra11d
CFTC Issues Enforcement Advisory Adopting New Approach for Consideration of Self-Reporting, Cooperation, and Remediation
On February 25th, the Commodity Futures Trading Commission (CFTC or Commission) adopted a new approach for how the Division of Enforcement (Division) will assess self-reporting, cooperation ...
JD Supra10d
New CFTC Advisory Incentivizes Self-Reporting, Cooperation, and Remediation
The Advisory sets out factors that the Enforcement Division will use to rate self-reporting and cooperation. This rating places a company ...
The National Law Review11d
CFTC Issues Enforcement Advisory on Benefits of Self-Reporting, Cooperation, and Remediation
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation ...